UBS Capital Asia Pacific (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBS Capital Asia Pacific (HK) Limited, a Hong Kong-based licensed corporation with CE reference AEX188. Current licensed staff on file: 0 (total recorded over time: 7).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2004-05-10 |
| Type 6 — Advising on corporate finance | present | 2004-05-10 |
| Type 9 — Asset management | present | 2004-05-10 |
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tak Seng Lai | RO 4, 6, 9 | Pre-2003 | 2004-03 |
| Lak Chuan Ng 黃立川 | RO 4, 6, 9 | Pre-2003 | 2004-03 |
| Kok Yew Tang 鄧國耀 | RO 4, 6, 9 | Pre-2003 | 2004-03 |
| Eu Jim Goh | Rep 4, 6, 9 | Pre-2003 | 2004-03 |
| Sze Wai Jim 詹思慧 | Rep 4, 6, 9 | Pre-2003 | 2004-03 |
| Po Chiu Kwan 關寶照 | Rep 4, 6, 9 | Pre-2003 | 2004-03 |
| Belinda Lee 李碧蘭 | Rep 4, 6, 9 | Pre-2003 | 2004-03 |
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