Tak Seng Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Seng Lai ( ), a licensed former licensee with CE reference AEV204. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Affinity Equity Partners (HK) Limited 駿麒投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-07-07 | 2008-09-30 |
| UBS Capital Asia Pacific (HK) Limited | RO | Type 4 — Advising on securities | present | 2004-03-09 |
| UBS Capital Asia Pacific (HK) Limited | RO | Type 6 — Advising on corporate finance | present | 2004-03-09 |
| UBS Capital Asia Pacific (HK) Limited | RO | Type 9 — Asset management | present | 2004-03-09 |