Peter Frederick Phillips
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Frederick Phillips ( ), a licensed former licensee with CE reference AAV628. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stonehorn Global Partners Limited | RO | Type 4 — Advising on securities | 2022-07-28 | 2022-10-08 |
| Stonehorn Global Partners Limited | RO | Type 9 — Asset management | 2022-07-28 | 2022-10-08 |
| Frontier Asia Capital Hong Kong Limited 飛騰亞洲基金有限公司 |
RO | Type 4 — Advising on securities | 2008-08-11 | 2019-07-24 |
| Frontier Asia Capital Hong Kong Limited 飛騰亞洲基金有限公司 |
RO | Type 9 — Asset management | 2008-08-11 | 2019-07-24 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2006-06-14 | 2008-05-02 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-14 | 2008-05-02 |
| FIL Investment Advisors | Rep | Type 5 — Advising on futures contracts | 2006-06-14 | 2006-12-18 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-06-14 | 2006-12-18 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2006-06-14 | 2008-05-02 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-06-14 | 2008-05-02 |