Ka Yin Lee
李嘉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yin Lee (李嘉賢), a licensed former licensee with CE reference AAW530. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-20 | 2024-02-16 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-07 | 2006-07-31 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 1 — Dealing in securities | 2004-12-29 | 2006-06-07 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-29 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-07 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-07 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-07 |