Ling Ling Poon
潘玲伶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Ling Poon (潘玲伶), a licensed Representative with CE reference AAW561. Currently licensed at 1 firm(s): Rifa Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-12 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-10 | 2018-02-07 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-06-08 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-02-23 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-02-01 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-23 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-23 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 8 — Securities margin financing | present | 2004-02-23 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-23 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-23 |