Alice Wai Sze Leung
梁卉施
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Wai Sze Leung (梁卉施), a licensed former licensee with CE reference AAX428. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2020-12-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-20 | 2017-10-02 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
RO | Type 4 — Advising on securities | 2011-04-15 | 2012-07-27 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-09 | 2011-04-15 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2004-04-15 | 2009-08-24 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-04-15 |