Wai Kay Tang
鄧偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kay Tang (鄧偉基), a licensed Responsible Officer with CE reference AAY573. Currently licensed at 1 firm(s): Greencourt Financial Co., Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
RO | Type 4 — Advising on securities | 2018-12-27 | present |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
RO | Type 9 — Asset management | 2018-12-27 | present |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-13 | 2018-12-27 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
Rep | Type 9 — Asset management | 2018-11-13 | 2018-12-27 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-16 | 2017-12-25 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-16 | 2017-12-25 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-09-20 | 2017-08-16 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 9 — Asset management | 2016-09-20 | 2017-08-16 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-24 | 2016-09-20 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-05-24 | 2016-09-20 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2012-10-16 | 2015-07-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-07 | 2015-07-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2006-09-07 | 2015-07-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2006-09-07 | 2015-07-01 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-06 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 |
RO | Type 9 — Asset management | present | 2003-11-11 |