Siu Po Tam
譚少保
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Po Tam (譚少保), a licensed former licensee with CE reference AAY749. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-09 | 2016-12-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-22 | 2009-10-06 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-04 | 2009-04-30 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-02 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-01 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-01 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-01 |