Williams Chung Yin Tung
童忠賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Williams Chung Yin Tung (童忠賢), a licensed Responsible Officer with CE reference AAY751. Currently licensed at 1 firm(s): Tang Wealth International Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tang Wealth International Limited 大唐財富國際有限公司 |
RO | Type 1 — Dealing in securities | 2022-01-21 | present |
| Tang Wealth International Limited 大唐財富國際有限公司 |
RO | Type 4 — Advising on securities | 2022-01-21 | present |
| Tang Wealth International Limited 大唐財富國際有限公司 |
RO | Type 9 — Asset management | 2022-01-21 | present |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-22 | 2018-10-02 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-22 | 2018-10-02 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-22 | 2018-10-02 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-23 | 2018-06-08 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 — Advising on securities | 2016-11-28 | 2018-06-08 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 — Asset management | 2016-11-28 | 2018-06-08 |
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-08-09 | 2016-11-07 |
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 |
RO | Type 9 — Asset management | 2016-08-09 | 2016-11-07 |
| Wei Da Asset Management Limited 偉達資產管理有限公司 |
RO | Type 9 — Asset management | 2015-10-26 | 2016-01-20 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-19 | 2016-01-20 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 4 — Advising on securities | 2015-10-19 | 2016-01-20 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-17 | 2015-03-31 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2014-07-17 | 2015-03-31 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2014-07-17 | 2015-03-31 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 4 — Advising on securities | present | 2012-12-30 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-02-24 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 9 — Asset management | present | 2012-12-30 |