Nuoxin Capital (Hong Kong) Limited
諾信資本(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nuoxin Capital (Hong Kong) Limited (諾信資本(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AMY862. Current licensed staff on file: 0 (total recorded over time: 12). Earliest licence on file: 2006-08-24.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2010-10-15 | 2021-09-07 |
| Type 9 — Asset management | 2006-08-24 | 2021-09-07 |
Licensed staff (all-time) (12)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Timothy John Bardwell | RO 4, 9 Rep 4, 9 | 2012-08 | 2018-05 |
| Frederick Peter Churchouse | RO 4, 9 Rep 9 | 2010-07 | 2018-05 |
| Henry Sze Chung Lee 李思聰 | RO 4, 9 Rep 4, 9 | 2011-04 | 2014-05 |
| Shu Fan (SFC:ADT668) Lee 李樹勛 | RO 4, 9 | 2011-03 | 2015-01 |
| Neil Ronald Thomason | RO 9 | 2006-08 | 2014-06 |
| Williams Chung Yin Tung 童忠賢 | RO 4, 9 | 2016-08 | 2016-11 |
| Dean Scott van Drasek | RO 4, 9 | 2010-05 | 2014-06 |
| Hoi Kay Wong 黃凱麒 | RO 4, 9 Rep 4, 9 | 2015-08 | 2021-09 |
| Antony Winstone Wood | RO 4, 9 | 2006-08 | 2018-05 |
| Siyu (SFC:BIQ773) Li 李斯宇 | Rep 4, 9 | 2019-08 | 2021-09 |
| Jolyon Robert Petch | Rep 9 | 2006-08 | 2008-06 |
| Yahua Zhu 朱亞驊 | Rep 4, 9 | 2015-12 | 2016-05 |
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