Neil Ronald Thomason
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Ronald Thomason ( ), a licensed former licensee with CE reference AEZ064. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 |
RO | Type 9 — Asset management | 2006-08-24 | 2014-06-27 |
| Asia Debt Management Hong Kong Limited | RO | Type 5 — Advising on futures contracts | 2004-11-01 | 2005-04-19 |
| Asia Debt Management Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2005-04-19 |
| Asia Debt Management Hong Kong Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-11-01 |
| Asia Debt Management Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-14 |
| Asia Debt Management Hong Kong Limited | Rep | Type 9 — Asset management | present | 2005-04-19 |