Yahua Zhu

朱亞驊
CE No. BGN043 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yahua Zhu (朱亞驊), a licensed Responsible Officer with CE reference BGN043. Currently licensed at 1 firm(s): Sinohope Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Sinohope Asset Management (Hong Kong) Limited
新火資產管理(香港)有限公司
RO Type 1 — Dealing in securities 2025-01-03 present
Sinohope Asset Management (Hong Kong) Limited
新火資產管理(香港)有限公司
RO Type 4 — Advising on securities 2024-06-18 present
Sinohope Asset Management (Hong Kong) Limited
新火資產管理(香港)有限公司
RO Type 9 — Asset management 2024-06-18 present
Aden Financial Group Limited
亞丁金融集團有限公司
Rep Type 1 — Dealing in securities 2022-04-22 2022-06-24
Aden Financial Group Limited
亞丁金融集團有限公司
Rep Type 4 — Advising on securities 2022-04-22 2022-06-24
Aden Financial Group Limited
亞丁金融集團有限公司
Rep Type 9 — Asset management 2022-04-22 2022-06-24
Ark Group Holdings (Hong Kong) Limited
方舟集團控股(香港)有限公司
Rep Type 4 — Advising on securities 2019-01-11 2021-12-10
Ark Group Holdings (Hong Kong) Limited
方舟集團控股(香港)有限公司
Rep Type 9 — Asset management 2019-01-11 2021-12-10
Ark Group Holdings (Hong Kong) Limited
方舟集團控股(香港)有限公司
Rep Type 1 — Dealing in securities 2018-12-21 2021-12-10
CMBC International Capital Limited
民銀資本有限公司
Rep Type 1 — Dealing in securities 2017-03-20 2018-07-11
CMBC International Capital Limited
民銀資本有限公司
Rep Type 6 — Advising on corporate finance 2017-03-20 2018-07-11
Nuoxin Capital (Hong Kong) Limited
諾信資本(香港)有限公司
Rep Type 4 — Advising on securities 2015-12-16 2016-05-31
Nuoxin Capital (Hong Kong) Limited
諾信資本(香港)有限公司
Rep Type 9 — Asset management 2015-12-16 2016-05-31

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