Timothy John Bardwell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy John Bardwell ( ), a licensed former licensee with CE reference ACQ420. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AK Partners HK Limited |
RO | Type 4 — Advising on securities | 2018-05-09 | 2023-01-16 |
| AK Partners HK Limited |
RO | Type 9 — Asset management | 2018-05-09 | 2023-01-16 |
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 |
RO | Type 9 — Asset management | 2016-06-24 | 2018-05-04 |
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-07-03 | 2018-05-04 |
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-05-29 | 2016-06-24 |
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-27 | 2015-07-03 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-08 | 2009-01-01 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2009-01-01 |