Henry Chi Kin Tse
謝智建
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Chi Kin Tse (謝智建), a licensed former licensee with CE reference ABA164. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-06 | 2018-08-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-08 | 2015-01-31 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-24 | 2011-07-31 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-15 | 2008-02-15 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-09-06 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-18 |