Suet Lin Li
李說蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suet Lin Li (李說蓮), a licensed former licensee with CE reference ABA405. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2022-02-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-10 | 2017-10-02 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2015-11-02 | 2017-04-07 |
| Goldenway Securities Company Limited 金匯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-11-02 |
| Goldenway Securities Company Limited 金匯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-06 |
| Goldenway Securities Company Limited 金匯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-06 |
| Goldenway Securities Company Limited 金匯證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-06 |