Fung Kuen Chow
鄒鳳娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Kuen Chow (鄒鳳娟), a licensed former licensee with CE reference ABF567. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-07 | 2019-03-04 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-07 | 2019-03-04 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2017-03-17 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-12 | 2017-03-17 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-03 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-03 | 2008-03-03 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-22 | 2007-06-22 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-06-22 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-13 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-15 |