Shu Kwan Choy
蔡澍鈞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Kwan Choy (蔡澍鈞), a licensed former licensee with CE reference ABF760. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-17 | 2007-07-01 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 4 — Advising on securities | 2003-12-17 | 2004-07-30 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 9 — Asset management | 2003-12-17 | 2007-07-01 |
| CITIC Capital Active Partner Management (HK) Limited 中信資本伙伴投資基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2003-09-19 | 2005-02-17 |
| CITIC Capital Active Partner Management (HK) Limited 中信資本伙伴投資基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2003-09-19 | 2005-03-10 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-04-06 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-07-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-06 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 9 — Asset management | present | 2006-04-06 |