Ding Yiu Li
李鼎耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ding Yiu Li (李鼎耀), a licensed former licensee with CE reference ABF944. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2017-05-02 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
RO | Type 4 — Advising on securities | present | 2017-05-02 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-07-22 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-07-22 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
RO | Type 9 — Asset management | present | 2004-07-22 |