Kam Yip Tse
謝金葉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yip Tse (謝金葉), a licensed former licensee with CE reference ABG389. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-01 | 2007-06-27 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-24 | 2005-10-03 |
| China Point Stock Brokers Limited 中方證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-05-20 |
| China Point Stock Brokers Limited 中方證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-20 |
| China Point Stock Brokers Limited 中方證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-20 |
| China Point Stock Brokers Limited 中方證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-20 |