Brian Michael O'Connor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Michael O'Connor ( ), a licensed former licensee with CE reference ABG705. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-06-03 |
| Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-31 |