Lehman Brothers Asia Holdings Limited

美國雷曼兄弟亞洲控股有限公司
CE No. AAE686 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lehman Brothers Asia Holdings Limited (美國雷曼兄弟亞洲控股有限公司), a Hong Kong-based licensed corporation with CE reference AAE686. Current licensed staff on file: 0 (total recorded over time: 28).

Licence history

ActivityFromTo
Type 4 — Advising on securities present 2003-08-31
Type 6 — Advising on corporate finance present 2003-08-31
Type 9 — Asset management present 2003-08-31

Licensed staff (all-time) (28)
Active on date

Name Activities First licensed To
Jasjit Singh Bhattal RO 4, 6, 9 Pre-2003 2003-08
Brian Michael O'Connor RO 6 Pre-2003 2003-08
David S Bakst Rep 4, 6, 9 Pre-2003 2003-08
William Sterett Bowmer III Rep 4, 6, 9 Pre-2003 2003-08
Shirley Mei Fung Chan 陳美鳳 Rep 4, 6, 9 Pre-2003 2003-08
Wun Sheung Alison May Chan 陳韻湘 Rep 4, 6, 9 Pre-2003 2003-08
Scott Chen Rep 4, 6, 9 Pre-2003 2003-08
Wei (SFC:AHC346) Chen 陳蔚 Rep 4, 6, 9 Pre-2003 2003-08
Yu Min Chua Rep 4, 6, 9 Pre-2003 2003-08
Liza Yap Co Rep 4, 6, 9 Pre-2003 2003-08
Daniel Marc Freeman Rep 4, 6, 9 Pre-2003 2003-07
Kelvin Teik Chye Ho Rep 4, 6, 9 Pre-2003 2003-08
Anuruk Karoonyavanich Rep 4, 6, 9 Pre-2003 2003-08
Ik Soo Kim Rep 4, 6, 9 Pre-2003 2003-08
Lun-Hung Reynold Kuo 郭倫宏 Rep 4, 6, 9 Pre-2003 2003-05
Kenneth Lau 劉皓之 Rep 4, 6, 9 Pre-2003 2003-08
Neel Laungani Rep 4, 6, 9 Pre-2003 2003-08
Edward Yuan Tse Lee 李淵智 Rep 4, 6, 9 Pre-2003 2003-08
Marian Yuen Man Mak 麥沅雯 Rep 4, 6, 9 Pre-2003 2003-08
Lalit Chandra Choudary Pamulapati Rep 4, 6, 9 Pre-2003 2003-08
Hong Quan 全弘 Rep 4, 6, 9 Pre-2003 2003-08
Qiang Quan 全強 Rep 4, 6, 9 Pre-2003 2003-08
Ken I Siazon Rep 4, 6, 9 Pre-2003 2003-05
Ranjeet Singh Sibia Rep 4, 6, 9 Pre-2003 2003-08
Sharon Mei-Yin Sng Rep 4, 6, 9 Pre-2003 2003-07
Wei Peng Tan 陳威頻 Rep 4, 6, 9 Pre-2003 2003-08
Jun Ping Wang 王君平 Rep 4, 6, 9 Pre-2003 2003-08
Marco Chi Duen Wong Rep 4, 6, 9 Pre-2003 2003-08
Showing 1–28 of 28

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