Daniel Marc Freeman

CE No. AGD976 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Marc Freeman (), a licensed former licensee with CE reference AGD976. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 — Dealing in securities 2007-08-21 2008-07-17
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2007-08-21 2008-07-17
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 4 — Advising on securities present 2003-07-16
Lehman Brothers Asia Holdings Limited
美國雷曼兄弟亞洲控股有限公司
Rep Type 4 — Advising on securities present 2003-07-15
Lehman Brothers Asia Holdings Limited
美國雷曼兄弟亞洲控股有限公司
Rep Type 6 — Advising on corporate finance present 2003-07-15
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 6 — Advising on corporate finance present 2003-07-15
Lehman Brothers Asia Holdings Limited
美國雷曼兄弟亞洲控股有限公司
Rep Type 9 — Asset management present 2003-07-15
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 9 — Asset management present 2003-07-15

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