William Sterett Bowmer III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Sterett Bowmer III ( ), a licensed former licensee with CE reference AEB024. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-23 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-23 |
| Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-11 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-23 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-04 |
| Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-11 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-11 |
| Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-11 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-11 |