Jasjit Singh Bhattal

CE No. ABT100 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jasjit Singh Bhattal (), a licensed former licensee with CE reference ABT100. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 — Advising on securities 2008-11-27 2012-01-11
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 — Advising on corporate finance 2008-11-27 2012-01-11
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
RO Type 4 — Advising on securities present 2008-09-29
Lehman Brothers Asia Holdings Limited
美國雷曼兄弟亞洲控股有限公司
RO Type 4 — Advising on securities present 2003-08-31
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
RO Type 6 — Advising on corporate finance present 2008-09-29
Lehman Brothers Asia Holdings Limited
美國雷曼兄弟亞洲控股有限公司
RO Type 6 — Advising on corporate finance present 2003-08-31
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
RO Type 9 — Asset management present 2003-09-03
Lehman Brothers Asia Holdings Limited
美國雷曼兄弟亞洲控股有限公司
RO Type 9 — Asset management present 2003-08-31

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