Vincent Kim Ming Chan
陳劍明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Kim Ming Chan (陳劍明), a licensed Representative with CE reference ABI373. Currently licensed at 2 firm(s): Solo Securities Limited, Solo Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solo Securities Limited 高歌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-09 | present |
| Solo Futures Limited 高歌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-06-09 | present |
| Magic Compass Securities Limited 摩石證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-12 | 2021-06-30 |
| Solo Securities Limited 高歌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-17 | 2021-02-26 |
| Solo Futures Limited 高歌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-17 | 2021-02-26 |
| AUS Financial Group (Hong Kong) Limited | RO | Type 3 — Leveraged foreign exchange trading | 2018-11-28 | 2020-10-31 |
| AUS Financial Group (Hong Kong) Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2018-07-04 | 2018-11-28 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-18 | 2018-03-31 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-18 | 2018-03-31 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-10-18 | 2018-03-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-10 | 2018-03-31 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-10 | 2018-03-31 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-01-10 | 2018-03-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-25 | 2016-12-16 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-01-25 | 2016-12-16 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-01-25 | 2016-12-16 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-01 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-01-01 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2005-01-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-24 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-11-24 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-24 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-11-24 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-11-24 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-24 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-24 |