Chi Kin (SFC:ABI401) Chan
陳志堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kin (SFC:ABI401) Chan (陳志堅), a licensed former licensee with CE reference ABI401. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TANGSHANG FUTURES LIMITED 唐商期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-06-03 | 2020-08-31 |
| TANGSHANG SECURITIES LIMITED 唐商証券有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-14 | 2020-08-31 |
| TANGSHANG SECURITIES LIMITED 唐商証券有限公司 |
RO | Type 4 — Advising on securities | 2019-05-14 | 2020-08-31 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-17 | 2018-01-09 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-07-17 | 2018-01-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-14 | 2017-07-07 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-10-31 | 2016-03-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-22 | 2014-10-31 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-04-06 | 2007-08-22 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-07 | 2017-07-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-07 | 2006-04-06 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-01-27 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-24 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-24 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-24 |
| Uni-Alpha Futures Limited 裕豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2006-01-27 |
| Uni-Alpha Futures Limited 裕豐期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-02-24 |
| Uni-Alpha Futures Limited 裕豐期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-02-24 |