TANGSHANG SECURITIES LIMITED
唐商証券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for TANGSHANG SECURITIES LIMITED (唐商証券有限公司), a Hong Kong-based licensed corporation with CE reference BML135. Current licensed staff on file: 0 (total recorded over time: 3). Earliest licence on file: 2019-05-14.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2019-05-14 | 2020-11-10 |
| Type 4 — Advising on securities | 2019-05-14 | 2020-11-10 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Kin (SFC:ABI401) Chan 陳志堅 | RO 1, 4 | 2019-05 | 2020-08 |
| Paul Pou Hing Li 李普慶 | RO 1, 4 | 2019-05 | 2020-08 |
| Chi Wai Ng 吳志偉 | RO 1, 4 Rep 1, 4 | 2019-09 | 2020-08 |
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