Chi Wai Ng
吳志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai Ng (吳志偉), a licensed Responsible Officer with CE reference APH765. Currently licensed at 2 firm(s): Goldhorse Capital Management (HK) Limited, Goldhorse Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-12 | present |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-12 | present |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-28 | present |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 4 — Advising on securities | 2021-12-28 | present |
| Goldhorse Securities Limited 金馬證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-11 | 2021-12-28 |
| Goldhorse Securities Limited 金馬證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-11 | 2021-12-28 |
| TANGSHANG SECURITIES LIMITED 唐商証券有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-16 | 2020-08-31 |
| TANGSHANG SECURITIES LIMITED 唐商証券有限公司 |
RO | Type 4 — Advising on securities | 2019-12-16 | 2020-08-31 |
| TANGSHANG SECURITIES LIMITED 唐商証券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-04 | 2019-12-16 |
| TANGSHANG SECURITIES LIMITED 唐商証券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-04 | 2019-12-16 |
| TANGSHANG FUTURES LIMITED 唐商期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-06-03 | 2020-08-31 |
| Donghai International Futures (Hong Kong) Limited 東海國際期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-01-18 | 2019-05-28 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-15 | 2019-05-28 |
| Donghai International Futures (Hong Kong) Limited 東海國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-15 | 2017-01-18 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-13 | 2016-07-12 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-13 | 2016-07-12 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-13 | 2016-07-12 |