Andrew Leung Wai Pang
彭量為
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Leung Wai Pang (彭量為), a licensed former licensee with CE reference ABK028. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China On Securities Limited 中安證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-05 | 2021-10-04 |
| China On Securities Limited 中安證券有限公司 |
RO | Type 9 — Asset management | 2021-01-05 | 2021-10-04 |
| China On Securities Limited 中安證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-28 | 2021-01-05 |
| China On Securities Limited 中安證券有限公司 |
Rep | Type 9 — Asset management | 2020-12-28 | 2021-01-05 |
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-18 | 2020-12-01 |
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 4 — Advising on securities | 2019-01-16 | 2020-12-01 |
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 9 — Asset management | 2019-01-16 | 2020-12-01 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-23 | 2018-02-28 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-06 | 2016-11-23 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-10-06 | 2018-09-18 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 9 — Asset management | 2016-10-06 | 2018-09-18 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-21 | 2016-10-06 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-21 | 2016-10-06 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-21 | 2016-10-06 |
| China Finance Holdings Limited 中港金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-06 | 2016-09-19 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-06 | 2016-09-19 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 — Advising on securities | 2016-03-07 | 2016-09-19 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 — Asset management | 2016-03-07 | 2016-09-19 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-08-27 | 2016-03-01 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-08-27 | 2016-03-01 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2015-04-30 | 2015-06-24 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2015-04-30 | 2015-06-24 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 — Asset management | 2013-09-26 | 2015-04-23 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-08-10 | 2013-09-13 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-15 | 2013-09-13 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-15 | 2012-08-10 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 9 — Asset management | 2011-03-18 | 2013-09-13 |
| MIS Services Limited | RO | Type 9 — Asset management | present | 2007-07-05 |