Cheuk Yiu Tam
譚灼耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Yiu Tam (譚灼耀), a licensed Responsible Officer with CE reference ABL963. Currently licensed at 2 firm(s): Prudential Brokerage Limited, Prudential Index Trading Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-03-03 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-03-03 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
RO | Type 9 — Asset management | 2023-03-03 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 9 — Asset management | 2023-03-03 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-22 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-27 | 2023-03-03 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-01 | 2019-02-22 |