Johnson Ka Ching Lam

藍家正
CE No. ABM972 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnson Ka Ching Lam (藍家正), a licensed former licensee with CE reference ABM972. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
CSC Futures (HK) Limited
群益期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2010-04-01 2026-01-07
CSC Securities (HK) Limited
群益證券(香港)有限公司
Rep Type 1 — Dealing in securities 2010-03-03 2026-01-30
ABCI Securities Company Limited
農銀國際證券有限公司
Rep Type 1 — Dealing in securities 2009-06-10 2010-02-26
CSC Financial Services Limited
群益金融服務有限公司
Rep Type 1 — Dealing in securities 2003-08-09 2009-05-29
CSC Securities (HK) Limited
群益證券(香港)有限公司
Rep Type 1 — Dealing in securities present 2009-05-29
CSC Futures (HK) Limited
群益期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts present 2009-05-29
CSC Securities (HK) Limited
群益證券(香港)有限公司
Rep Type 4 — Advising on securities present 2003-08-07
CSC Futures (HK) Limited
群益期貨(香港)有限公司
Rep Type 5 — Advising on futures contracts present 2003-08-07
CSC Securities (HK) Limited
群益證券(香港)有限公司
Rep Type 6 — Advising on corporate finance present 2003-08-07
CSC Securities (HK) Limited
群益證券(香港)有限公司
Rep Type 7 — Providing automated trading services present 2003-08-07
CSC Futures (HK) Limited
群益期貨(香港)有限公司
Rep Type 9 — Asset management present 2003-08-07
CSC Securities (HK) Limited
群益證券(香港)有限公司
Rep Type 9 — Asset management present 2003-08-07

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