CSC Financial Services Limited

群益金融服務有限公司
CE No. AFC949 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CSC Financial Services Limited (群益金融服務有限公司), a Hong Kong-based licensed corporation with CE reference AFC949. Current licensed staff on file: 0 (total recorded over time: 17).

Licence history

ActivityFromTo
Type 1 — Dealing in securities present 2013-07-03
Type 4 — Advising on securities present 2005-02-12
Type 6 — Advising on corporate finance present 2005-02-12
Type 9 — Asset management present 2005-02-12

Licensed staff (all-time) (17)
Active on date

Name Activities First licensed To
Sophia Sok Yin Chan 陳淑妍 RO 1 2008-08 2009-10
Wen-Chung Chen 陳文聰 RO 1 2006-07 2009-06
Se-Fen Chou 周瑟芬 RO 1 Rep 1, 4, 6, 9 Pre-2003 2010-06
Pak Keung Li 李栢強 RO 1 2009-06 2010-10
Pat Ming Bor Poon 潘銘波 RO 1, 4, 6, 9 Rep 1 Pre-2003 2008-10
Johnny Yik Ming Sum 岑翊銘 RO 1 2004-11 2006-07
Wing Kin Tsang 曾永堅 RO 1 2010-06 2012-12
Venus Luk Mei Yeung 楊綠薇 RO 1 2010-10 2013-07
Shih-Ying Hsieh 謝士英 Rep 1, 4, 6, 9 Pre-2003 2010-01
Chee Hong Lam 林子康 Rep 1 2004-07 2004-12
Johnson Ka Ching Lam 藍家正 Rep 1 2003-08 2009-05
Kwok Tung (SFC:ABZ281) Li 利國東 Rep 1, 4, 6, 9 Pre-2003 2003-04
Sean Chok Sun Li 李濯新 Rep 1, 4, 6, 9 Pre-2003 2003-08
Edwin Chung Hsun Lu 盧重勳 Rep 1, 4, 6, 9 Pre-2003 2012-12
Chi Yin Tsui 徐智賢 Rep 1, 4, 6, 9 Pre-2003 2003-08
Yu-Hui Tu 凃玉慧 Rep 1 2004-07 2005-05
Sau Shing Wong 黃守誠 Rep 1, 4, 6, 9 Pre-2003 2012-12
Showing 1–17 of 17

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