Se-Fen Chou
周瑟芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Se-Fen Chou (周瑟芬), a licensed former licensee with CE reference AHM522. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSC Financial Services Limited 群益金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2009-09-09 | 2010-06-12 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-06-12 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-09-09 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-11 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-11 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-11 |