Tung Woo Lam
林東湖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Woo Lam (林東湖), a licensed Responsible Officer with CE reference ABM980. Currently licensed at 1 firm(s): China System Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China System Securities Limited 華信證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-24 | present |
| China System Securities Limited 華信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-17 | 2008-07-24 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-10-16 | 2008-06-16 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-15 | 2003-10-16 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-10-15 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-05 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-05 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 9 — Asset management | present | 2003-09-05 |