Wing Oi Tam
談永凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Oi Tam (談永凱), a licensed former licensee with CE reference ABN681. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-13 | 2009-03-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-09-23 | 2009-03-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2003-09-23 | 2009-03-28 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 4 — Advising on securities | present | 2009-03-28 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 9 — Asset management | present | 2004-12-03 |