Kwok Chi Wong
黃國志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chi Wong (黃國志), a licensed Representative with CE reference ABN694. Currently licensed at 1 firm(s): Rifa Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-07 | present |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-23 | 2016-09-30 |
| Riche Bright Securities Limited 富明證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-11 | 2015-07-15 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-09-08 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-12-14 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-02 |