Wendy Wai Yee Ko
高慧儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Wai Yee Ko (高慧儀), a licensed former licensee with CE reference ABN704. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-03 | 2020-10-27 |
| Ruffer (Asia) Limited |
Rep | Type 9 — Asset management | 2013-10-15 | 2015-07-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-14 | 2013-09-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-01 | 2006-09-26 |