Yim Har Ching
程焰霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Har Ching (程焰霞), a licensed former licensee with CE reference ABQ771. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-26 | 2013-06-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-26 | 2013-06-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-26 | 2013-06-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-11 | 2012-04-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-10-15 | 2012-04-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-20 | 2012-04-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-04 | 2012-04-01 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-01-17 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-17 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-03 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-03 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-03 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-03 |