Keng Shing Lau
劉鏡成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keng Shing Lau (劉鏡成), a licensed former licensee with CE reference ABR241. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-04 | 2022-12-23 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-04-30 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-07-24 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-24 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-24 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-24 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-24 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-24 |