Geoffrey Poon
潘盛京
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Poon (潘盛京), a licensed Responsible Officer with CE reference ABS047. Currently licensed at 1 firm(s): Zijing Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-16 | present |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
RO | Type 9 — Asset management | 2023-02-16 | present |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-17 | 2023-02-16 |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-17 | 2023-02-16 |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 4 — Advising on securities | 2018-02-13 | 2022-11-05 |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 9 — Asset management | 2017-10-12 | 2022-11-05 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-06 | 2014-06-18 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 — Asset management | 2012-06-18 | 2014-06-18 |