Yan Kin Chow
周欣鍵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Kin Chow (周欣鍵), a licensed Representative with CE reference ABS401. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-16 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-08 | 2017-10-02 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-21 | 2009-06-01 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-07-31 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-14 |