Lai Yee Law
羅麗儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yee Law (羅麗儀), a licensed Representative with CE reference ABS411. Currently licensed at 1 firm(s): Central Wealth Securities Investment Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-09 | present |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-08 | 2021-02-28 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-18 | 2019-07-05 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-18 | 2019-07-05 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-06 | 2017-07-06 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-06 | 2017-07-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-16 | 2011-09-29 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-16 | 2011-09-29 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-07-09 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-10-29 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2007-07-09 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-04 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-29 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-01-04 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-04 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-29 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-04 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-04 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-04 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-04 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-29 |