Wai Ling (SFC:ABS687) Chan
陳慧玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ling (SFC:ABS687) Chan (陳慧玲), a licensed former licensee with CE reference ABS687. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-14 | 2015-06-09 |
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 9 — Asset management | 2013-02-14 | 2015-06-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-03 | 2010-07-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-05 | 2008-05-03 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-05 | 2004-02-02 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-05-05 | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2003-05-05 | 2004-01-08 |