Shuk Kau So
蘇淑球
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Kau So (蘇淑球), a licensed Representative with CE reference ABV320. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-13 | present |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-12 | 2017-02-12 |
| Man Wo Investment Co Limited 萬和證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-12 |
| Man Wo Investment Co Limited 萬和證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-12 |
| Man Wo Investment Co Limited 萬和證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-12 |
| Man Wo Investment Co Limited 萬和證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-12 |