Yuet Mei Yiu
姚月美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuet Mei Yiu (姚月美), a licensed former licensee with CE reference ABW945. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CS Wealth Securities Limited 中策富滙證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-14 | 2024-10-18 |
| CS Wealth Securities Limited 中策富滙證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-01 | 2023-09-14 |
| Poly Wealth Securities Limited 保興匯財證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-08 | 2023-07-03 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-07-31 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-29 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-29 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-29 |