Winnie Wai Yee Chan
陳慧薏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wai Yee Chan (陳慧薏), a licensed Representative with CE reference ABY889. Currently licensed at 1 firm(s): Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-15 | present |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-08 | 2023-02-21 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-08 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-11 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-11 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-11 |