Michael Siu Kee Mak
麥兆麒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Siu Kee Mak (麥兆麒), a licensed former licensee with CE reference ACA178. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Capital Securities Limited 凱匯資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-20 | 2018-12-28 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-15 | 2018-06-20 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-02-23 | 2017-10-19 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-24 | 2017-10-19 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-07-24 | 2017-10-19 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-16 | 2015-07-24 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-16 | 2017-10-19 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-16 | 2015-07-24 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-01 | 2015-04-01 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-08-01 | 2015-04-01 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-04 | 2013-08-01 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-04 | 2015-04-01 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-03-04 | 2015-04-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-06 | 2013-01-24 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-06 | 2013-01-24 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-07-06 | 2013-01-24 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2010-03-04 | 2010-05-27 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-19 | 2010-05-27 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-24 | 2010-05-27 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-24 | 2010-05-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-16 | 2005-10-20 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-16 | 2005-10-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-08 | 2005-05-17 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-08 | 2005-05-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-18 | 2004-09-25 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-18 | 2004-09-25 |