Orient Asset Management (Hong Kong) Limited
東方資產管理(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Orient Asset Management (Hong Kong) Limited (東方資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AVH864. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 22 (total recorded over time: 88). Earliest licence on file: 2010-08-18.
Registered address
28-29/F, 100 Queens' Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2022-01-28 | present |
| Type 9 — Asset management | 2010-08-18 | present |
Licensed staff (all-time) (88)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ning Guan 關寧 | RO 9 | 2010-08 | 2024-12 |
| Hao-Fan Lin 林浩凡 | RO 9 | 2010-08 | 2014-12 |
| Po Kong Man 文普綱 | RO 4, 9 | 2022-11 | Present |
| Li-Jen Wang 汪立人 | RO 9 | 2010-08 | 2016-12 |
| Yang Xiao 肖陽 | RO 9 Rep 9 | 2016-06 | 2022-05 |
| Hua Yao 姚華 | RO 4, 9 | 2022-01 | Present |
| Jianhui Zhang 張建輝 | RO 9 | 2024-03 | Present |
| Guodong Zhao 赵国栋 | RO 4, 9 Rep 9 | 2021-03 | Present |
| Wen (SFC:BSW681) Zheng 郑雯 | RO 4, 9 Rep 4, 9 | 2022-09 | 2024-05 |
| Jin Zhou 周進 | RO 9 Rep 9 | 2015-08 | 2022-10 |
| Qi Zhu 朱启 | RO 4, 9 Rep 9 | 2017-09 | 2022-09 |
| Lina Bai 白麗娜 | Rep 9 | 2015-11 | 2023-01 |
| Rui (SFC:BOH233) Chen 陳銳 | Rep 9 | 2025-05 | Present |
| Rui (SFC:BQG839) Chen 陳睿 | Rep 9 | 2020-10 | 2022-08 |
| Xiaqin Chen 陳霞琴 | Rep 9 | 2013-08 | 2014-06 |
| Yi Lin Chen 陳怡伶 | Rep 9 | 2014-06 | 2016-09 |
| Yujin Chen 陳昱瑾 | Rep 4, 9 | 2023-05 | 2025-04 |
| Yuen Yan Cheung 張菀殷 | Rep 9 | 2015-12 | 2022-12 |
| Siu Ling Chu 朱小玲 | Rep 9 | 2015-03 | 2016-06 |
| Tianyi Cui 崔添伊 | Rep 9 | 2021-07 | 2022-03 |
| Jiachen Fan 范佳宸 | Rep 4, 9 | 2021-06 | Present |
| Chongguang Gao 高重光 | Rep 4, 9 | 2022-07 | Present |
| Huihui Gu 顧匯匯 | Rep 4, 9 | 2025-05 | Present |
| Lili Hao 郝黎黎 | Rep 9 | 2017-08 | 2018-11 |
| Man Chun Ho 何文俊 | Rep 9 | 2020-08 | 2021-05 |
| Enze Hong 洪恩澤 | Rep 9 | 2021-10 | 2023-07 |
| Ya-Hui Hsieh 謝雅卉 | Rep 9 | 2018-01 | 2018-11 |
| Chen (SFC:BIH235) Huang 黃晨 | Rep 9 | 2026-04 | Present |
| Limin Huang 黃麗民 | Rep 9 | 2020-11 | 2021-08 |
| Yiwen (SFC:BBU405) Huang 黃奕文 | Rep 9 | 2013-08 | 2014-05 |
| Po Ming Hui 許寶明 | Rep 9 | 2016-12 | 2021-04 |
| Wenxiu Ji 姬文秀 | Rep 9 | 2024-06 | Present |
| Zhe Ji 吉喆 | Rep 9 | 2020-03 | 2022-10 |
| Yu Hang Kung 龔宇亨 | Rep 9 | 2024-12 | Present |
| Kin Kwan Lee 李健琨 | Rep 9 | 2016-01 | Present |
| Lai Kuen Leung 梁麗娟 | Rep 4, 9 | 2022-06 | 2023-12 |
| Huan Li 李歡 | Rep 9 | 2015-10 | 2023-01 |
| Junhui Li 李俊慧 | Rep 4, 9 | 2022-09 | Present |
| Man Li 李曼 | Rep 9 | 2017-09 | 2019-10 |
| Na (SFC:BJB579) Li 李娜 | Rep 9 | 2024-04 | Present |
| Rui (SFC:BVW819) Li 李睿 | Rep 9 | 2025-02 | 2025-05 |
| Tai Li 李泰 | Rep 9 | 2019-06 | 2020-07 |
| Danhui Liang 梁丹慧 | Rep 9 | 2019-08 | Present |
| Shan (SFC:BLY362) Lin 林杉 | Rep 9 | 2018-01 | 2021-12 |
| Yue Ling 凌越 | Rep 9 | 2019-04 | 2021-08 |
| Kit Ling Liu 廖潔靈 | Rep 9 | 2017-12 | 2023-02 |
| Mei Suet Lo 盧美雪 | Rep 9 | 2021-03 | 2022-07 |
| Chengfang Lu 盧城坊 | Rep 9 | 2019-11 | Present |
| Qingyuan Lu 盧清源 | Rep 4, 9 | 2021-10 | 2022-10 |
| Yang (SFC:BPJ266) Lu 陸晹 | Rep 9 | 2020-01 | 2020-06 |
| Xiaohui Luo 羅晓蕙 | Rep 9 | 2012-02 | 2013-12 |
| Chuang Ma 馬闖 | Rep 4, 9 | 2021-05 | Present |
| Liangliang Ma 马亮亮 | Rep 9 | 2020-01 | Present |
| Michael Siu Kee Mak 麥兆麒 | Rep 9 | 2013-03 | 2015-04 |
| Kitty Kit Yee Ng 吳潔怡 | Rep 9 | 2018-05 | 2019-01 |
| Chao (SFC:BPK828) Ni 倪超 | Rep 9 | 2021-09 | 2022-05 |
| Shanjing Qian 錢珊靖 | Rep 9 | 2016-11 | 2017-01 |
| Yating Qian 錢婭婷 | Rep 9 | 2020-11 | 2021-08 |
| Dongyang Ren 任東阳 | Rep 9 | 2018-03 | 2019-06 |
| Junyan Shao 邵俊彥 | Rep 9 | 2021-03 | 2021-11 |
| Yuan Sheng 盛遠 | Rep 9 | 2020-10 | 2020-12 |
| Hiu Tung Shum 沈曉桐 | Rep 9 | 2016-12 | 2019-04 |
| Chun Siu 蕭俊 | Rep 9 | 2014-05 | 2021-07 |
| Ka Yiu Tam 譚家耀 | Rep 9 | 2016-06 | 2016-07 |
| Qing Tao 陶青 | Rep 9 | 2011-02 | 2013-08 |
| Ho Lam Wan 尹浩霖 | Rep 4, 9 | 2020-05 | 2022-10 |
| Yin Lam Wan 尹燕琳 | Rep 9 | 2014-06 | 2018-12 |
| Mingjun Wang 王明俊 | Rep 9 | 2017-09 | Present |
| Xiaoyue Wang 王曉玥 | Rep 9 | 2016-11 | 2023-01 |
| Zhi (SFC:BNB833) Wang 王智 | Rep 9 | 2020-10 | 2021-05 |
| Yaoyao Wei 魏瑶瑶 | Rep 9 | 2021-09 | 2022-05 |
| Yuke Wei 魏雨珂 | Rep 4, 9 | 2025-07 | Present |
| Ho Chau Wong 王昊舟 | Rep 9 | 2011-12 | 2014-03 |
| Lai Sum Wong 黃禮琛 | Rep 9 | 2017-09 | 2020-11 |
| Xuan Wu 吳軒 | Rep 9 | 2011-01 | 2013-01 |
| Chenyang Xu 許晨阳 | Rep 9 | 2021-03 | 2022-01 |
| Yangfan Xu 徐洋帆 | Rep 4, 9 | 2022-04 | 2022-07 |
| Chunsheng Yan 顏春盛 | Rep 4, 9 | 2023-02 | 2025-01 |
| Jian (SFC:BBH683) Yang 楊劍 | Rep 9 | 2022-11 | 2024-03 |
| Yi Yue 岳藝 | Rep 9 | 2016-05 | 2017-02 |
| Ka Tung Yung 翁嘉棟 | Rep 9 | 2017-12 | 2022-10 |
| Huanshi Zeng 曾煥詩 | Rep 9 | 2022-03 | 2024-09 |
| Hongguang Zhang 張洪光 | Rep 9 | 2014-07 | 2015-04 |
| Nan (SFC:BFE323) Zhang 張楠 | Rep 9 | 2019-05 | 2021-06 |
| Weiqun Zhang 張衛群 | Rep 9 | 2015-03 | 2021-07 |
| Yichen (SFC:BTJ856) Zhang 張亦琛 | Rep 4, 9 | 2023-01 | Present |
| Xiangxin Zhou 周相欣 | Rep 9 | 2022-10 | Present |
| Rongce Zhu 朱荣策 | Rep 9 | 2018-04 | 2019-05 |
Showing 1–88 of 88
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司