Yang (SFC:BPJ266) Lu
陸晹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BPJ266) Lu (陸晹), a licensed Representative with CE reference BPJ266. Currently licensed at 1 firm(s): Tianyan Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianyan Capital Limited 天演資本有限公司 |
Rep | Type 9 — Asset management | 2023-09-07 | present |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-12 | 2023-08-14 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-05 | 2023-08-14 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 — Asset management | 2021-01-05 | 2023-08-14 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-23 | 2020-06-30 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-01-23 | 2020-06-30 |