Guodong Zhao
赵国栋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guodong Zhao (赵国栋), a licensed Responsible Officer with CE reference BNF142. Currently licensed at 1 firm(s): Orient Asset Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-01-28 | present |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-09-27 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-04 | 2022-01-28 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-03-04 | 2021-09-27 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-07-23 | 2020-10-30 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-20 | 2020-10-30 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-31 | 2020-07-23 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-31 | 2020-05-20 |